Approved Brokers and Dealers

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Here you will find all brokers and dealers that are approved to do business with the Treasurer's Office. 


  •  The first table lists all minority, women, veteran and disabled-owned or managed firms

  •  The second table lists all firms headquartered in Illinois

  •  The third table lists all remaining firms.


MWVD Firms
Academy Securities Inc (Minority Veteran & Disabled-Owned)
Alamo Capital (Woman-Owned)
ASL Capital Markets Inc (Minority-Owned)
Bancroft Capital LLC
Blaylock Van LLC (Minority-Owned)
Cabrera Capital Markets LLC (Minority-Owned)
CastleOak Securities LP (Minority-Owned)
Drexel Hamilton LLC (Disabled & Veteran-Owned)
Great Pacific Securities (Minority-Owned)
Loop Capital Markets LLC(Minority-Owned)
MFR Securities Inc (Woman-Owned)
Mischler Financial Group Inc (Veteran & Disabled Owned/Managed)
Multi-Bank Securities Inc (Veteran-Owned)
Penserra Securities LLC (Minority-Owned)
R. Seelaus & Co LLC (Woman-Owned)
Samuel A Ramirez & Co Inc (Minority-Owned)
Siebert Williams Shank & Co LLC (Minority & Woman-Owned)


Illinois-Based Firms
Cabrera Capital Markets LLC
Incapital LLC
Loop Capital Markets LLC
Mesirow Financial Inc


All Other Firms
BofA Securites Inc
BMO Capital Markets Corp
Cantor Fitzgerald & Co
Citigroup Global Markets Inc
Daiwa Capital Markets America Inc
Fifth Third Securities Inc
FTN Financial Securities Corp
HSBC Securities (USA) Inc
INTL FCStone Financial Inc
Jefferies LLC
Mizuho Securities USA Inc
Piper Jaffray & Co
Raymond James & Associates Inc
Robert W. Baird & Co Inc
Scotia Capital (USA) Inc
Stifel Nicolaus & Company Inc
SunTrust Robinson Humphrey Inc
TD Securities (USA) LLC
Unionbanc Investment Services LLC