Approved Brokers and Dealers

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Here you fill find all brokers and dealers that are approved to do business with the Treasurer's Office. 


  •  The first table lists all minority, women, veteran and disabled-owned or managed firms

  •  The second table lists all firms headquartered in Illinois

  •  The third table lists all remaining firms.


MWVD Firms
Academy Securities Inc. (Minority Veteran & Disabled-Owned)
Alamo Capital (Woman-Owned)
ASL Capital Markets Inc. (Minority-Owned)
Blaylock Beal Van LLC (Minority-Owned)
Cabrera Capital Markets LLC (Minority-Owned)
CastleOak Securities LP (Minority-Owned)
Drexel Hamilton LLC (Disabled & Veteran-Owned)
Great Pacific Securities (Minority-Owned)
Loop Capital Markets LLC(Minority-Owned)
MFR Securities Inc. (Woman-Owned)
Mischler Financial Group Inc. (Veteran & Disabled Owned/Managed)
Multi-Bank Securities Inc.(Veteran-Owned)
Penserra Securities LLC (Minority-Owned)
R. Seelaus & Co. LLC (Woman-Owned)
Samuel A. Ramirez & Co. Inc. (Minority-Owned)
Siebert Williams Shank & Co. LLC (Minority & Woman-Owned)


Illinois-Based Firms
Cabrera Capital Markets LLC
Guggenheim Securities LLC
Incapital LLC
Loop Capital Markets LLC
Mesirow Financial Inc.


All Other Firms
Barclays Capital Inc.
BMO Capital Markets Corp.
BNY Mellon Capital Markets LLC
Cantor Fitzgerald & Co.
Citigroup Global Markets Inc.
Daiwa Capital Markets America Inc.
Fifth Third Securities Inc.
FTN Financial Securities Corp.
Hilltop Securities Inc.
HSBC Securities (USA) Inc.
INTL FCStone Financial Inc.
Jefferies LLC
JPMorgan Securities LLC
Merrill Lynch Pierce Fenner & Smith Inc.
Mizuho Securities USA Inc.
Piper Jaffray & Co.
Raymond James & Associates Inc.
RBC Capital Markets LLC
Robert W. Baird & Co. Inc.
Scotia Capital (USA) Inc.
Stifel Nicolaus & Company Inc. 
SunTrust Robinson Humphrey Inc.
TD Securities (USA) LLC
Unionbanc Investment Services LLC